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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-06
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-01-06
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Fairfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Wall Township NJ 06/2008 03/2017
Mml Investors Services, Llc Wall Township NJ 03/2017 Present
Massmutual Life Insurance Co Wall Township NJ 07/2016 Present
  • 06/2008 → 03/2017
    Metlife Securities
    Wall Township, NJ
  • 03/2017 → Present
    Wall Township, NJ
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Wall Township, NJ
Previous Registrations
  • 2010-08-27 → 2017-03-25
    Msi Financial Services, Inc.
    Fairfield, NJ
    Wall Township, NJ
Other Businesses

INDPENDENT INSURANCE AGENT - DISABILITY LIFE/ACCIDENT/HEALTH LONG-TERM CARE PROPERTY & CASUALTY - FROM BUSINESS ADDRESS - 1 SECURITY HOURS AND 0 NON SECURITY HOURS - SINCE 04/2015

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-09-27
S65 Uniform Investment Adviser Law Examination 2010-07-30
  • S63 Uniform Securities Agent State Law Examination
    2013-09-27
  • S65 Uniform Investment Adviser Law Examination
    2010-07-30

View on SEC IAPD

Other Firms

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