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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-04
  • NY RA
    APPROVED
    Since 2021-09-04

Branch Locations

Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States

Garden City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 Present
Other Businesses

Rental Property - New York, NY; Investment-related; Affiliation started 01/01/2020; Title/Duties: Owner; No time is devoted each month during or outside of securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-09
S63 Uniform Securities Agent State Law Examination 1997-07-24
  • S65 Uniform Investment Adviser Law Examination
    2002-01-09
  • S63 Uniform Securities Agent State Law Examination
    1997-07-24
Other Names
  • Frank Segarra
  • Francisco Pedro Segarra

View on SEC IAPD

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