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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-25 |
| CA | RA | APPROVED | 2018-01-22 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Murrieta, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial, Inc | San Diego | CA | 10/2012 | 07/2017 |
| Lpl Financial | San Diego | CA | 01/2018 | Present |
| Unemployed | Murrieta | CA | 08/2017 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-01 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-21 |
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