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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-19
NY RA APPROVED 2021-06-14
  • NJ RA
    APPROVED
    Since 2024-07-19
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

250 West 34Th Street One Penn Plaza Ste 2035, New York, NY 10119-0002 • United States

South Orange, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company New York NY 06/2009 Present
Mml Investor Services Inc New York NY 06/2009 Present
  • 06/2009 → Present
    Massmutual Life Insurance Company
    New York, NY
  • 06/2009 → Present
    Mml Investor Services Inc
    New York, NY
Previous Registrations
Other Businesses

NAME: RENTAL PROPERTY INV REL: Y ADD: 924 JEFFERSON ST, 3B, HOBOKEN, NJ NATURE: SIMPLE RENTAL PROPERTY (RESIDENTIAL RENTAL) POSITION: OWNER START DATE: 11/1/2012 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LANDLORD

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-27
S63 Uniform Securities Agent State Law Examination 1996-09-27
  • S65 Uniform Investment Adviser Law Examination
    2007-07-27
  • S63 Uniform Securities Agent State Law Examination
    1996-09-27

View on SEC IAPD

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