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Adeline Wong

Cetera Investment Advisers LLC

San Diego, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-02-06
  • CA RA
    APPROVED
    Since 2018-02-06

Branch Locations

655 W Broadway 12Th Fl, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. San Diego CA 06/2004 07/2017
Cetera Advisors Llc Denver CO 07/2017 Present
Cetera Wealth Services, Llc El Segundo CA 07/2017 Present
Cetera Financial Specialists Llc Schaumburg IL 07/2017 Present
Cetera Investment Services Llc St Cloud MN 07/2017 Present
First Allied Securities, Inc. San Diego CA 07/2017 09/2022
Summit Brokerage Services, Inc. Boca Raton FL 07/2017 12/2019
First Allied Advisory Services, Inc. San Diego CA 07/2017 11/2020
Summit Financial Group Inc Boca Raton FL 07/2017 05/2021
Cetera Investment Advisers Llc Schaumburg IL 07/2017 Present
  • 06/2004 → 07/2017
    Linsco/Private Ledger Corp.
    San Diego, CA
  • 07/2017 → Present
    Cetera Advisors Llc
    Denver, CO
  • 07/2017 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2017 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2017 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 07/2017 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2017 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 07/2017 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 07/2017 → 05/2021
    Summit Financial Group Inc
    Boca Raton, FL
  • 07/2017 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2018-02-06 → 2021-05-20
    Summit Financial Group Inc
    San Diego, CA
  • 2018-02-06 → 2020-11-12
    First Allied Advisory Services, Inc.
    San Diego, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-18
  • S63 Uniform Securities Agent State Law Examination
    1996-06-18
Other Names
  • Adeline Klien
  • Adeline Klein
  • Adeline Wong
  • Andie Wong
  • Adeline Klein

View on SEC IAPD

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Other Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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