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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-29
OH RA APPROVED 2013-04-03
TX RA APPROVED_RES 2012-09-06
CA RA APPROVED 2012-09-05
NJ RA APPROVED 2012-06-22
  • NY RA
    APPROVED
    Since 2021-06-29
  • OH RA
    APPROVED
    Since 2013-04-03
  • TX RA
    APPROVED_RES
    Since 2012-09-06
  • CA RA
    APPROVED
    Since 2012-09-05
  • NJ RA
    APPROVED
    Since 2012-06-22

Branch Locations

1001 Franklin Avenue Suite 202, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Garden City NY 06/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-26
S63 Uniform Securities Agent State Law Examination 1996-08-05
  • S65 Uniform Investment Adviser Law Examination
    1997-03-26
  • S63 Uniform Securities Agent State Law Examination
    1996-08-05

View on SEC IAPD

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