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110 East 59Th Street 7Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-07 |
Branch Locations
110 East 59Th Street 7Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald & Co. | Oakland | CA | 01/2016 | Present |
1) FINANCIAL PLANNING ASSOCIATION OF SAN FRANCISCO; INVESTMENT RELATED; 9630 BRUCEVILLE ROAD, #106-149 ELK GROVE, CA 95757; NONPROFIT FINANCIAL ADVOCACY GROUP; PRESIDENT OF THE SAN FRANCISCO CHAPTER; PRESIDENT; START DATE 01/1/2023; 5 HOURS DEVOTED PER MONTH; 0 HOURS DEVOTED DURING TRADING HOURS; DUTIES INCLUDE MANAGE THE CHAPTER FOR 2023.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-27 |
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