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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-01-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Plattsmouth | NE | 06/2012 | Present |
| Principal Securities, Inc. | Plattsmouth | NE | 03/2016 | Present |
BEAVER LAKE ASSOCIATION POSITION: Election Committee Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2025 ADDRESS: 2507 Ponca Point, Plattsmouth NE 68048, United States DESCRIPTION: I am newly appointed to work on the Election Committee for the Beaver Lake Association board. This is the homeowners association where I live.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-04 |
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