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Sharron Lavonne Regan

Ameriprise Financial Services, LLC

Raleigh, NC

New Palestine, IN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-07-10
NC RA APPROVED 2017-05-08
  • IN RA
    APPROVED
    Since 2025-07-10
  • NC RA
    APPROVED
    Since 2017-05-08

Branch Locations

5420 Wade Park Blvd Ste 208, Raleigh, NC 27607 • United States

New Palestine, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Raleigh NC 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-28
S63 Uniform Securities Agent State Law Examination 2013-03-22
  • S66 Uniform Combined State Law Examination
    2017-04-28
  • S63 Uniform Securities Agent State Law Examination
    2013-03-22
Other Names
  • Sharron Williams
  • Sharron Phillips
  • Sharron Lavonne Webb

View on SEC IAPD

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OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
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