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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
6510 Atlantic Ave, Bell, CA 90201 • United States
3800 Whittier Blvd, Los Angeles, CA 90023 • United States
1144 E Florence Ave, Los Angeles, CA 90001 • United States
4300 Tweedy Blvd, South Gate, CA 90280 • United States
5458 E Whittier Blvd, Los Angeles, CA 90022 • United States
3508 E Florence Ave, Huntington Park, CA 90255 • United States
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
4580 Pacific Blvd, Vernon, CA 90058 • United States
3326 E Imperial Hwy, Lynwood, CA 90262 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
1.RENTAL PROPERTY; INV RELATED; NORWALK, CA; 100% OWNERSHIP WITH SPOUSE; START 1/10; HOURS: 1 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD 2.HORSE RACING - NOT INVESTMENT RELATED - INGLEWOOD, CA - 50.1% OWNER. START: 5/1/2004. 2 HRS PER MONTH/0 PER TRADING. DUTIES: PAY FOR UPKEEP OF HORSE AND OBSERVE TRAINING AND COMPETITIONS. 3. RENTAL PROPERTY CECILIA AVE;INV RELATED; DOWNEY,CA; 1031 EXCHANGE 13414 MARKDALE AVE;100% OWNERSHIP; START DATE: 07/25/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | 4. RENTAL PROPERTY, INV RELATED, COMMERCE, CA, 100% OWNERSHIP WITH SPOUSE, START: 4/26/2016, 2 HOURS PER MONTH/HALF HOUR DURING TRADING, DUTIES: LANDLORD. 5. RENTAL PROPERTY; INV RELATED; SOUTH GATE, CA; 100% OWNERSHIP WITH SPOUSE; START 8/2/2016; 1 HOUR PER MONTH, 0 DURING TRADING; PROPERTY MANAGER. 6. RENTAL PROPERTY, INV RELATED, BELL, CA, 100% OWNER WITH SPOUSE, START: 10/5/2016, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-31 |
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