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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-16
TX RA APPROVED 2021-09-16
  • CA RA
    APPROVED
    Since 2021-09-16
  • TX RA
    APPROVED
    Since 2021-09-16

Branch Locations

4426 Gage Ave., Bell, CA 90201 • United States

7220 Eastern Avenue, Ste. A, Bell Gardens, CA 90201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Los Angeles CA 09/2012 01/2020
Jp Morgan Securities Llc Los Angeles CA 12/2012 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sylmar CA 01/2020 09/2021
Bank Of America, N.A. Sylmar CA 01/2020 09/2021
J.P. Morgan Securities Llc Los Angeles CA 09/2021 Present
Jp Morgan Chase Bank, N.A. Los Angeles CA 09/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-15
S63 Uniform Securities Agent State Law Examination 2013-04-01
  • S66 Uniform Combined State Law Examination
    2020-05-15
  • S63 Uniform Securities Agent State Law Examination
    2013-04-01
Other Names
  • Javier Rojo

View on SEC IAPD

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