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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-16 |
| TX | RA | APPROVED | 2021-09-16 |
Branch Locations
4426 Gage Ave., Bell, CA 90201 • United States
7220 Eastern Avenue, Ste. A, Bell Gardens, CA 90201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Los Angeles | CA | 09/2012 | 01/2020 |
| Jp Morgan Securities Llc | Los Angeles | CA | 12/2012 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sylmar | CA | 01/2020 | 09/2021 |
| Bank Of America, N.A. | Sylmar | CA | 01/2020 | 09/2021 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Los Angeles | CA | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-01 |
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