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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
Branch Locations
2101 S Atlantic Blvd, Monterey Park, CA 91754 • United States
11934 Garvey Ave, El Monte, CA 91732 • United States
5458 E Whittier Blvd, Los Angeles, CA 90022 • United States
5701 S Eastern Ave, Commerce, CA 90040 • United States
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2019 | 05/2020 |
| Sonora Bakery | Los Angeles | CA | 09/2019 | 10/2019 |
| Merrill Lynch | Oakland | CA | 06/2019 | 06/2019 |
| Starbucks | Lafayette | CA | 02/2019 | 05/2019 |
| Northwestern Mutual | Walnut Creek | CA | 11/2018 | 06/2019 |
| Starbucks | Lafayette | CA | 06/2018 | 12/2018 |
| Baron Hr | Los Angeles | CA | 05/2017 | 08/2018 |
| Saint Mary's College - Joseph Alioto Recreational Center | Moraga | CA | 08/2015 | 08/2018 |
| Unemployed | Los Angeles | CA | 07/2019 | 08/2019 |
| Charles Schwab & Co., Inc | Encino | CA | 05/2020 | 09/2023 |
| Charles Schwab Bank Ssb | Encino | CA | 05/2020 | 09/2023 |
| Wells Fargo Clearing Services, Llc | Encino | CA | 05/2025 | Present |
| Wells Fargo Bank | Los Angeles | CA | 08/2024 | 04/2025 |
| Unemployed | Los Angeles | CA | 10/2023 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-05 |
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