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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-01 |
| IL | RA | APPROVED | 2025-02-20 |
Branch Locations
800 West Fifth Avenue Suite 205L, Naperville, IL 60563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Aurora | IL | 06/1999 | 02/2025 |
| (Dba) Rogers Financial Services Llc | Aurora | IL | 01/1996 | Present |
| Cetera Wealth Services, Llc | Naperville | IL | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) ROGERS FINANCIAL SERVICES LLC; Investment Related; 800 W Fifth Avenue, Ste 205-L, Naperville, IL 60563; Owner/Adviser; Start Date 01/1996; 160 hours per month; Insurance and securities sales as well as financial planning. >> MUSTANG CONSTRUCTION; 800 W Fifth Avenue, Ste 205-L, Naperville, IL 60563; Non-Investment Related; Liaison; Start Date 06/2010; 5 hours per month; I help property management with certain duties such as assisting tenants who are locked out, signing for packages for tenants and assisting with mail distribution.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-06 |
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