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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-04-21 |
| TX | RA | APPROVED | 2011-04-21 |
Branch Locations
2141 Rosecrans Ave Ste 4100, El Segundo, CA 90245 • United States
Manhattan Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Palos Verdes | CA | 04/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Palos Verdes | CA | 11/2016 | Present |
3 RENTAL PROPERTIES; NON INVESTMENT RELATED; MANHATTAN BEACH, CA; OWNER; START DATE: 03/06/2002; 10-20 HOURS A MONTH-ONLY TIME DEVOTED DURING TRADING HOURS WOULD BE A PROPERTY/TENANT EMERGENCY(WHICH IS RARE); PAYING BILLS & COLLECTING RENT FOR 3 PROPERTIES. FILING TAXES, HANDLING ANY ISSUES WITH THE PROPERTIES, TENANTS, ETC. TRUSTEE FOR FAMILY MEMBER; INV RELATED; MANHATTAN BEACH, CA; START: 3/6/02; 10 HRS/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-13 |
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