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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-27 |
| AZ | RA | APPROVED | 2017-11-29 |
| CA | RA | APPROVED | 2017-11-29 |
| CO | RA | APPROVED | 2017-11-29 |
| ID | RA | APPROVED | 2017-11-29 |
| IA | RA | APPROVED | 2017-11-29 |
| WA | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | El Segundo | CA | 02/2002 | 11/2017 |
| Lpl Financial Llc | El Segundo | CA | 11/2017 | Present |
1. 11/29/2017 - Valdes & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - President - Start Date 2/2/2002. 2. 5/8/2018 - Crump Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/29/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 10/06/2024 - Valdes Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-02 |
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