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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-30 |
| NC | RA | APPROVED | 2011-07-19 |
| VA | RA | APPROVED | 2007-07-23 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Raleigh | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | Present |
NORTH CAROLINA VETERANS BUSINESS ASSOCIATION; NOT INVESTMENT RELATED; RALEIGH, NC; TREASURER; 02/14/2025; 3 HOURS PER MONTH; 3 HOURS DURING TRADING HOURS; CONNECT VETERAN OWNED BUSINESSES THEODORE PAUL KUBISTA; INV RELATED;RALEIGH,NC; POWER OF ATTORNEY FOR FATHER; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 10/29/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-19 |
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