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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-08-30 |
Branch Locations
400 1St Street So Ste 300, St Cloud, MN 56301 • United States
Edina, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayzata | MN | 08/2017 | 11/2018 |
| Unemployed | Edina | MN | 04/2012 | 07/2017 |
| Bank Of America, N.A. | Wayzata | MN | 08/2017 | 11/2018 |
| Fidelity Investments | Oakdale | MN | 02/2019 | 11/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 02/2022 | Present |
| Unemployed | Edina | MN | 12/2019 | 01/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2022 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 02/2022 | Present |
| Cetera Investment Advisers Llc | St Cloud | MN | 08/2022 | Present |
1) RE THEEL FARMS, FARMING, 8% OWNER, 1/HR/MO 2) SKI INSTRUCTOR AT SKIJAMMERS SKI AND SNOWBOARD SCHOOL; 5 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-19 |
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