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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-11-03
NH RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2014-11-03
  • NH RA
    APPROVED
    Since 1997-07-08

Branch Locations

Coldstream Park 116 S River Rd Bldg E Fl 2 Ste 2, Bedford, NH 03110 • United States

Amherst, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 09/2005 03/2020
Ameriprise Financial Services, Llc Bedford NH 03/2020 Present
Other Businesses

Board of Directors; Temple Beth Abraham; Finance committee; 4 Raymond St, , Nashua, NH, 03064; Investment-Related; 05/01/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-26
  • S63 Uniform Securities Agent State Law Examination
    1996-06-26

View on SEC IAPD

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