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Sean Patrick Flanigan

Ameriprise Financial Services, LLC

Raleigh, NC

Supply, NC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-11
NC RA APPROVED 2012-08-20
  • TX RA
    APPROVED
    Since 2026-06-11
  • NC RA
    APPROVED
    Since 2012-08-20

Branch Locations

3600 Glenwood Ave Ste 130, Raleigh, NC 27612 • United States

Supply, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Raleigh NC 08/2012 03/2020
Ameriprise Financial Services, Llc Raleigh NC 03/2020 Present
Previous Registrations
  • 2009-06-01 → 2012-09-11
    Morgan Stanley
    Pittsburgh, PA
    Asheville, NC
    Asheville, NC
    Asheville, NC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Wexford, PA
    Cincinnati, OH
    Pittsburg, PA
  • 2005-05-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Pittsburg, PA
    Pittsburgh, PA
  • 2000-06-19 → 2005-06-17
    Ubs Financial Services Inc.
    Pittsburgh, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-28
S63 Uniform Securities Agent State Law Examination 1996-06-21
  • S65 Uniform Investment Adviser Law Examination
    1996-06-28
  • S63 Uniform Securities Agent State Law Examination
    1996-06-21

View on SEC IAPD

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DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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