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Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-10-27
  • OK RA
    APPROVED
    Since 2021-10-27

Branch Locations

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Enid, OK • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sowell Management Little Rock AR 10/2021 Present
Stride Bank (Central National Bank Of Enid, Ok) Enid OK 03/2001 10/2021
  • 10/2021 → Present
    Little Rock, AR
  • 03/2001 → 10/2021
    Stride Bank (Central National Bank Of Enid, Ok)
    Enid, OK
Other Businesses

(1)NAME: RENTAL HOUSES INV REL: Y ADD: PO BOX 3731, ENID, OK 73702 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 1/1/12 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: HIRE PROPERTY MANAGER (2)NAME: OKLAHOMA REAL ESTATE PROVIDERS, LLC INV REL: Y ADD: 706 WEST MAINE, ENID, OKLAHOMA 73701 NATURE: REAL ESTATE POSITION: NON-MANAGING PARTNER IN RESIDENTIAL REAL ESTATE INVESTMENT. START DATE: 09/30/2014 NO. HR/MO: .5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES:INVESTMENT VEHICLE. NO ACTIVE INVOLVEMENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-18
S63 Uniform Securities Agent State Law Examination 1996-06-13
  • S65 Uniform Investment Adviser Law Examination
    2021-05-18
  • S63 Uniform Securities Agent State Law Examination
    1996-06-13
Designations

View on SEC IAPD

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