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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-03-11 |
Branch Locations
5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States
Boynton Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | West Palm Beach | FL | 03/2016 | Present |
GRINGLE DOHERTY AND WHEAT- COMMERICIAL REAL ESTATE EFFECITVE 05/2006 Check Signer only when Frank Wheat is not available
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-22 |
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