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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2005-12-01 |
Branch Locations
622 Emerson Rd Ste 400, Saint Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. Co | Milwaukee | WI | 09/1995 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 04/1996 | Present |
| Northwestern Mututal Wealth Management Company | Milwaukee | WI | 06/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2013 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED 2. 100% OWNER, HEMPSTEAD FINANCIAL GROUP, LLC, 701 MARKET STREET, SUITE 1070, ST. LOUIS, , MISSOURI, 63101, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 11/1/2011, HOURS PER MONTH: 80+, MANAGING PARTNER OF LEGAL ENTITY 3. LIFE ON PURPOSE, LLC, MP GENERAL AGENT LEGAL ENTITY, START DATE: 10/25/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGING PARTNER 4. COMMITTEE MEMBER, ROMAN CATHOLIC FOUNDATION, 12 ARCH BISHOP MAY DR, ST. LOUIS, , MISSOURI, 63119, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 8/22/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, WITH THE REST OF THE COMMITTEE, MONITOR INVESTMENT PERFORMANCE OF THE FOUNDATION. 5. CONVENANT HOUSE OF MISSOURI - CHAIRMAN OF THE FINANCE COMMITTEE, 2727 N KINGSHIGHWAY BLVD, ST. LOUIS, , MISSOURI, 63113, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 7/10/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CHAIRMAN OF THE FINANCE COMMITTEE 6. TREASURER, CHRISTIAN FELLOWSHIP COMMUNITY, NON-PROFIT, START DATE: 7/11/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER - LOOK OVER AUDITED FINANCIALS WITH THE BOARD...CHECK SIGNING FOR CHECKS OVER $2,500.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-18 |
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