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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-01-12 |
| TX | RA | APPROVED | 2026-01-12 |
Branch Locations
1415 28Th Street Suite 335, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hefner Financial | Grimes | IA | 11/2005 | 01/2026 |
| Commonwealth Financial Network | Waltham | MA | 05/2006 | 01/2026 |
| Raymond James Financial Services, Inc. | West Des Moines | IA | 01/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | West Des Moines | IA | 01/2026 | Present |
(1)Name of Business: Hefner Financial, Inc. Address: 1415 28th St Ste 335, West Des Moines, IA, 50266-1484, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee, Other Investment Related: No Start Date: 01/01/2006 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Advisor and provide financial planning to clients. (2)Name of Business: Owen Aviation Services, LLC Address: 32945 210th Street, Dallas Center, IA, 50063, United States Activity Type: Accounting/CPA Position/Title: Bookkeeper, Owner/Proprietor Investment Related: No Start Date: 04/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I do book-keeping for the company that my husband operates (3)Name of Business: Owen Farms Address: 32945 210th Street, Dallas Center, IA, 50063, United States Activity Type: Accounting/CPA Position/Title: Bookkeeper, Owner/Proprietor Investment Related: No Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I do book work for my husband's farming operation (4)Name of Business: Owen Homes & Construction Address: 32945 210th Street, Dallas Center, IA, 50063, United States Activity Type: Accounting/CPA Position/Title: Bookkeeper, Owner/Proprietor Investment Related: No Start Date: 01/01/2003 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I do book work for my husband's company (5)Name of Business: Owen Trucking Services, LLC Address: 32945 210th Street, Dallas Center, IA, 50063, United States Activity Type: Accounting/CPA Position/Title: Bookkeeper, Owner/Proprietor Investment Related: No Start Date: 05/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I do book-keeping for this company that is owned and operated by my husband. (6)Name of Business: The Bridge Address: 32945 210th Street, Dallas Center, IA, 50063, United States Activity Type: Religious Position/Title: Other Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I provide investment advice to the Endowment Fund at church. I only provide advice and guidance on the Endowment Fund assets and do not directly manage the funds.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-23 |
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