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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-03-07 |
Branch Locations
200 Ledgewood Pl, Ste 102A, Rockland, MA 02370 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 03/1998 | 02/2025 |
| Lighthouse Investment Group, Inc. | Marshfield | MA | 04/2003 | Present |
| Lpl Financial | Marshfield | MA | 02/2025 | Present |
1- 02/2025 / Lighthouse Investment Group, Inc / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING / START 05/01/1998
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-31 |
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