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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-06 |
| FL | RA | APPROVED | 2020-12-08 |
Branch Locations
4000 Hollywood Blvd. Ste 630 N, Hollywood, FL 33021 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 12/2020 |
| Fdr Financial Group | Hollywood | FL | 07/2005 | Present |
| Lpl Financial Llc | Hollywood | FL | 12/2020 | Present |
1) 12/04/2020 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 11/2020 - 40 hr/mth 2) 04/20/2022 - FDR Financial Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 3) 04/20/2022 - Financial Design Resource Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 4) 04/20/2022 - FDR Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 5) 04/26/2022 - FDR Financial Group, Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date - 07/30/2015 - 40 Hours Per Month/ 40 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-29 |
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