Best Investors Account Sign in

Jeffrey Neil Blaze

LPl Financial LLC

Hollywood, FL

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-06
FL RA APPROVED 2020-12-08
  • TX RA
    APPROVED_RES
    Since 2022-01-06
  • FL RA
    APPROVED
    Since 2020-12-08

Branch Locations

4000 Hollywood Blvd. Ste 630 N, Hollywood, FL 33021 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc. Austin TX 04/2016 12/2020
Fdr Financial Group Hollywood FL 07/2005 Present
Lpl Financial Llc Hollywood FL 12/2020 Present
  • 04/2016 → 12/2020
    Kestra Financial Services, Inc.
    Austin, TX
  • 07/2005 → Present
    Fdr Financial Group
    Hollywood, FL
  • 12/2020 → Present
    Hollywood, FL
Previous Registrations
  • 2016-04-28 → 2020-12-09
    Hollywood, FL
  • 2005-08-10 → 2016-09-22
    Kestra Investment Services, Llc
    Hollywood, FL
    Hollywood, FL
  • 2003-10-21 → 2005-07-21
    Ameriprise Advisor Services, Inc.
    Fort Lauderdale, FL
  • 2003-07-01 → 2003-10-23
    Fort Lauderdale, FL
  • 2003-04-02 → 2003-07-01
    Prudential Equity Group, Llc
    Ft Lauderdale, FL
Other Businesses

1) 12/04/2020 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 11/2020 - 40 hr/mth 2) 04/20/2022 - FDR Financial Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 3) 04/20/2022 - Financial Design Resource Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 4) 04/20/2022 - FDR Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 40 Hours Per Month/40 Hours During Securities Trading. 5) 04/26/2022 - FDR Financial Group, Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date - 07/30/2015 - 40 Hours Per Month/ 40 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-31
S63 Uniform Securities Agent State Law Examination 1997-05-29
  • S65 Uniform Investment Adviser Law Examination
    1997-10-31
  • S63 Uniform Securities Agent State Law Examination
    1997-05-29
Designations
Other Names
  • Jeffrey Neil Blaze

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hollywood, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor