Travis Ruane

Current Employers

Employment History

• 06/2012 → 01/2020
  Principal Life Insurance Company
  Miramar, FL
• 06/2012 → 01/2020
  Principal Securities, Inc.
  Miramar, FL
• 12/2016 → 07/2018
  Trident Business Solutions
  Miramar, FL
• 01/2020 → 07/2020
  Investacorp Inc
  Miami, FL
• 01/2020 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Ft. Lauderdale, FL
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Fort Lauderdale, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Ft. Lauderdale, FL
• 01/2020 → Present
  Associated Financial Consultants, Inc
  Ft. Lauderdale, FL

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Fort Lauderdale, FL
• 2020-01-17 → 2020-07-17
  Investacorp Advisory Services Inc
  Fort Lauderdale, FL
• 2015-10-12 → 2020-01-28
  Principal Securities, Inc.
  Miramar, FL

Other Businesses

1. DBA - Associated Financial Consultants & Investor Services 2. TREASURER/BOARD OF DIRECTOR FOR COAST TO COAST LEGAL AID OF SOUTH FLORIDA POSITION: Treasurer NATURE: I have been nominated to serve as Treasurer for the Board of Directors for a non-profit organization, Coast to Coast Legal Aid of South Florida. This is a volunteer position. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 05/05/2022 ADDRESS: 491 N. State Road 7, 2nd Floor, Plantation FL 33317 DESCRIPTION: Activities will include monthly Board meetings with one annual retreat (day long event to lay out goals of the next year as well as review of last year). Also, will lead Finance Committee which will meet once a month as well to review the non-profit's budget, expenditures, etc. 3. AFC-AIS HOLDING CORP POSITION: Shareholder/Partner NATURE: Holding Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2021 ADDRESS: 2699 Stirling Rd, Suite A-200, Fort Lauderdale FL 33312, United States DESCRIPTION: My position is shareholder, own 15% of the holding corporation. 4. ASSOCIATED FINANCIAL CONSULTANTS, INC POSITION: Shareholder/Partner NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2021 ADDRESS: 2699 Stirling Rd, Suite A-200, Fort Lauderdale FL 33312, United States DESCRIPTION: Fixed insurances sales 5. ASSOCIATED INVESTOR SERVICES, INC POSITION: Partner/Shareholder NATURE: Independent Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/31/2021 ADDRESS: 2699 Stirling Rd, Suite A-200, Fort Lauderdale FL 33312, United States DESCRIPTION: Partner/Shareholder Investment Advice

Exams

• S66 Uniform Combined State Law Examination
  2015-09-28