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Carmen A Vasquez

Morgan Stanley

Plantation, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-29
FL RA APPROVED 2021-04-28
  • TX RA
    APPROVED_RES
    Since 2021-04-29
  • FL RA
    APPROVED
    Since 2021-04-28

Branch Locations

1200 South Pine Island Road Suite 800, Plantation, FL 33324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insight Securities, Inc Miami FL 10/2015 11/2018
International Planning Group Miami FL 11/2014 11/2018
Wells Fargo Clearing Services, Llc Weston FL 03/2019 03/2021
Unemployed Miami FL 11/2018 03/2019
Morgan Stanley Plantation FL 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-30
S63 Uniform Securities Agent State Law Examination 2000-12-09
  • S66 Uniform Combined State Law Examination
    2003-08-30
  • S63 Uniform Securities Agent State Law Examination
    2000-12-09
Other Names
  • Carmen Alice Villacis
  • Carmen Alice Villacis
  • Carmen Alice Vasquez

View on SEC IAPD

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EDELMAN FINANCIAL ENGINES · PLANTATION, FL
TOBIAS FINANCIAL ADVISORS · PLANTATION, FL
KINGSVIEW WEALTH MANAGEMENT, LLC · PLANTATION, FL
MML INVESTORS SERVICES, LLC · PLANTATION, FL
OSAIC ADVISORY SERVICES, LLC · Plantation, FL
STERLING WEALTH ADVISORS, INC. · PLANTATION, FL
FARTHER · Plantation, FL
MG&A WEALTH · PLANTATION, FL

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