Serafino Bruno

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 11/2020
  Hsbc Securities (Usa) Inc.
  Franklin Square, NY
• 08/2016 → 11/2020
  Hsbc Bank Usa, N.A
  Franklin Square, NY
• 11/2020 → 04/2022
  Lpl Financial Llc
  Howard Beach, NY
• 11/2020 → 04/2022
  New York Community Bank
  Howard Beach, NY
• 04/2022 → 08/2023
  Hsbc Securities (Usa) Inc.
  Scarsdale, NY
• 04/2022 → 08/2023
  Hsbc Bank Usa, N.A.
  Scarsdale, NY
• 08/2023 → Present
  Citigroup
  New York, NY

Previous Registrations

• 2022-04-15 → 2023-09-05
  Hsbc Securities (Usa) Inc.
  Scarsdale, NY
• 2020-11-19 → 2022-04-12
  Lpl Financial Llc
  Rockaway Park, NY
  Howard Beach, NY
  Howard Beach, NY
• 2012-10-09 → 2020-11-20
  Hsbc Securities (Usa) Inc.
  Valley Stream, NY
  Massapequa, NY
  Cedarhurst, NY
  Manhasset, NY
  Port Washington, NY
  Melville, NY
  Franklin Square, NY
  Massapequa, NY
  Merrick, NY
  Lynbrook, NY
  Garden City, NY
  Oceanside, NY
  Garden City, NY
  Rockville Centre, NY
  Hewlett, NY
  Valley Stream, NY
  Merrick, NY
  Cedarhurst, NY
  Hewlett, NY
• 2012-09-05 → 2012-10-08
  Lpl Financial Llc
  West Hempstead, NY
  Valley Stream, NY
• 2007-08-21 → 2009-08-14
  Chase Investment Services Corp.
  New Rochelle, NY
  New Rochelle, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-08-20
• S63 Uniform Securities Agent State Law Examination
  1999-10-30

Other Names

• Serafino G Bruno