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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
500 Dover Boulevard Suite 100, Lafayette, LA 70503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities,Llc | Lafayette | LA | 04/1996 | 11/2024 |
| The Prudential Insurance Company Of America | Lafayette | LA | 04/1996 | Present |
| Lpl Enterprise, Llc | Lafayette | LA | 11/2024 | Present |
1) 08/28/2024- Pinnacle Group, Insurance & Financial Services- Non-Variable Insurance- Non-variable insurance brokerage- INV Related- At Lafayette, LA- Start date 09/02/1996- 2 HRS MTH- 2 HRS During Trading 2) 08/28/2024- South Louisiana Community College Foundation- Non-Profit Board Member- I am currently the board president of the Foundation.- Not INV Related- At Lafayette, LA- Start date 07/01/2023- 8 HRS MTH- 8 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-09-02 |
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