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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2012-05-23 |
Branch Locations
3790 30Th St Sw, Grandville, MI 49418 • United States
Jenison, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Grand Rapids | MI | 05/2012 | Present |
1. 4/29/2013: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - TIME SPENT 3% - LIMITED SALES OF FIXED, NON-VARIABLE LIFE AND DISABILITY INSURANCE AS A LICENSED LIFE AND HEALTH INSURANCE AGENT. THIS ACTIVITY IS NOT ACTIVELY SOLICITED AND OCCURS INFREQUENTLY. 2. 12/4/2015: Preferred Resource Solutions, LLC - Investment Related - At Reported Business Location(s) - Third Party Administrator (TPA) - Started 10/26/2015 - 75 Hours Per Month/60 Hours During Securities Trading - Ownership of small Third Party Administrator (TPA) focused on Plan Design, Documents, and assistance of plan sponsors with administrative tasks, employee communication and education. 3. 1/28/2020 - Provisio Retirement Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/05/2018 - 100 Hours Per Month/75 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-10 |
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