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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-09 |
| CO | RA | APPROVED | 2009-04-15 |
Branch Locations
2 West Dry Creek Circle Suite 130, Littleton, CO 80120 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc. | Littleton | CO | 08/2005 | Present |
| Financial Dimensions Group, Inc. | Littleton | CO | 08/2005 | 11/2024 |
1) FOXTON FINANCIAL, INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/05/2005 ADDRESS: 2 West Dry Creek Circle, Suite #130, Littleton CO 80120 DESCRIPTION: I provide and service insurance solutions for my existing client base.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-07 |
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