Best Investors Account Sign in

Michael Victor Robben

Ubs Financial Services Inc.

Denver, CO

Centennial, CO

CRD 2740362

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-08-14
CO RA APPROVED 2008-11-14
TX RA APPROVED 2008-11-14
  • MI RA
    APPROVED
    Since 2023-08-14
  • CO RA
    APPROVED
    Since 2008-11-14
  • TX RA
    APPROVED
    Since 2008-11-14

Branch Locations

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Littleton CO 07/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-30
S63 Uniform Securities Agent State Law Examination 1996-05-17
  • S65 Uniform Investment Adviser Law Examination
    1996-05-30
  • S63 Uniform Securities Agent State Law Examination
    1996-05-17
Other Names
  • Michael V Robben

View on SEC IAPD

Nearby Firms

EXCELLERE PARTNERS
ALPINE QUANTITATIVE MANAGEMENT, LLC
MORGAN STANLEY

Nearby Investors

TRISHA RENEA MINGO
Nicholas Dean Phillips
Andrea Saenz

Nearby Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO

More in Denver, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor