Best Investors Account Sign in

Patricia Diane Powell

Wellington Shields & Co., LLC

Thomasville, GA

Claim This Profile
Current Employers
Wellington Shields & Co., Llc

60 Broad St. 39Th Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-02-16
  • GA RA
    APPROVED
    Since 2015-02-16

Branch Locations

140 North Broad Street, Thomasville, GA 31792 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wellington Shields & Co. Thomasville GA 12/2014 Present
  • 12/2014 → Present
    Wellington Shields & Co.
    Thomasville, GA
Previous Registrations
  • 2006-06-08 → 2014-04-08
    Truist Investment Services, Inc.
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
  • 1997-11-21 → 2006-06-28
    Valic Financial Advisors, Inc.
    Macon, GA
    Macon, GA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-13
  • S63 Uniform Securities Agent State Law Examination
    1999-09-13
Other Names
  • Patricia Becker
  • Patricia Saari

View on SEC IAPD

Other Firms

AMB WEALTH, LLC
VALIC FINANCIAL ADVISORS, INC.
OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PARK AVENUE SECURITIES LLC

Other Investors

BRENT PATRICK NICKS
RICHARD GORDON MOONEY
MIRON HERBERT ALLEN
LILLIE DIANNE HALL
KATHY BENNETT BARTLETT
ROBBY LEE PITTS
GORDON DANIEL MACQUIRTER
MATTHEW JUSTIN ROACH

Other Offices

AMB WEALTH, LLC · THOMASVILLE, GA
VALIC FINANCIAL ADVISORS, INC. · THOMASVILLE, GA
OSAIC WEALTH, INC. · Thomasville, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thomasville, GA
LPL FINANCIAL LLC · THOMASVILLE, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Thomasville, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Thomasville, GA
PARK AVENUE SECURITIES LLC · THOMASVILLE, GA

More in Thomasville, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor