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Steven James Brennan

Ajf Capital Management, Inc.

New York, NY

St Augustine, FL

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Current Employers
Ajf Capital Management, Inc.

211 East 43Rd St. Suite 2004, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-01
NY RA APPROVED 2021-11-22
  • FL RA
    APPROVED
    Since 2022-09-01
  • NY RA
    APPROVED
    Since 2021-11-22

Branch Locations

211 East 43Rd St. Suite 2004, New York, NY 10017 • United States

St Augustine, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Purchase NY 06/2016 06/2019
Ajf Capital Management, Inc. St Augustine FL 06/2020 Present
American Portfolios Financial Services, Inc. Holbrook NY 06/2020 10/2024
Unemployed Howard Beach NY 06/2019 06/2020
Osaic Wealth, Inc. New York NY 10/2024 11/2024
Cambridge Investment Research, Inc. Fairfield IA 11/2024 Present
  • 06/2016 → 06/2019
    Morgan Stanley Smith Barney Llc
    Purchase, NY
  • 06/2020 → Present
    Ajf Capital Management, Inc.
    St Augustine, FL
  • 06/2020 → 10/2024
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 06/2019 → 06/2020
    Unemployed
    Howard Beach, NY
  • 10/2024 → 11/2024
    Osaic Wealth, Inc.
    New York, NY
  • 11/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Other Businesses

1) AJF Capital Management, Inc., 172 Snowbell Ct, St Augustine, FL 32095, 11/2024, W2 Employee, DBA Name, NIR, 160 HR/MO, 140 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-22
S63 Uniform Securities Agent State Law Examination 1996-06-13
  • S65 Uniform Investment Adviser Law Examination
    2021-11-22
  • S63 Uniform Securities Agent State Law Examination
    1996-06-13
Other Names
  • Steven J Brennan

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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CRESTVIEW PARTNERS · NEW YORK, NY
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