John Lombardi

Schwab Wealth Advisory, Inc.

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Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-12-09
TX	RA	APPROVED	2025-12-09

NY RA
APPROVED

Since 2025-12-09
TX RA
APPROVED

Since 2025-12-09

Branch Locations

915 Broadway, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citizens Securities, Inc.	Natick	MA	06/2016	05/2019
Lincoln Financial Securities Corporation	Worcester	MA	01/2023	05/2024
Lpl Financial Llc	Sag Harbor	NY	05/2024	08/2025
Schwab Wealth Advisory Inc	New York	NY	09/2025	Present
Charles Schwab & Co., Inc	New York	NY	09/2025	Present
Ymca Of Long Island	Glen Cove	NY	09/2022	09/2023
Lincoln Financial Securities Corporation	Greensboro	NC	05/2019	01/2023

06/2016 → 05/2019

Citizens Securities, Inc.

Natick, MA
01/2023 → 05/2024

Lincoln Financial Securities Corporation

Worcester, MA
05/2024 → 08/2025

Lpl Financial Llc

Sag Harbor, NY
09/2025 → Present

Schwab Wealth Advisory Inc

New York, NY
09/2025 → Present

Charles Schwab & Co., Inc

New York, NY
09/2022 → 09/2023

Ymca Of Long Island

Glen Cove, NY
05/2019 → 01/2023

Lincoln Financial Securities Corporation

Greensboro, NC

Previous Registrations

2024-08-01 → 2025-09-10

Lpl Financial Llc

Sag Harbor, NY

San Diego, CA

Worcester, MA
2019-05-29 → 2024-05-17

Osaic Fs, Inc.

Worcester, MA

Greensboro, NC

Worcester, MA

Greensboro, NC

Worcester, MA
2016-06-13 → 2019-05-21

Citizens Securities, Inc.

Natick, MA

Marlborough, MA

Stow, MA

Hudson, MA

Hudson, MA

Maynard, MA

Natick, MA

Natick, MA
2014-12-15 → 2016-06-09

Santander Securities Llc

Plymouth, MA

Clinton, MA

Worcester, MA

Shrewsbury, MA

Framingham, MA

West Boylston, MA

Marshfield, MA

Shrewsbury, MA

Worcester, MA

Plymouth, MA
2013-09-26 → 2014-12-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lexington, MA

Bedford, MA

Concord, MA

West Boylston, MA
2013-01-03 → 2013-05-13

Wells Fargo Clearing Services, Llc

Wellesley, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-01-02
S63	Uniform Securities Agent State Law Examination	2006-10-20
S65	Uniform Investment Adviser Law Examination	1996-06-21

S66 Uniform Combined State Law Examination

2013-01-02
S63 Uniform Securities Agent State Law Examination

2006-10-20
S65 Uniform Investment Adviser Law Examination

1996-06-21

Designations

Other Names

John Joseph Lombardi
John Joseph Lombardi
John Joseph Lombardi

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP

P2 CAPITAL PARTNERS, LLC

KINYAN CAPITAL MANAGEMENT LLC

BRIGHTSPIRE CAPITAL ADVISORS, LLC

ACORN ADVISORY CAPITAL, L.P.

COMPASS GROUP LLC

CRESTVIEW PARTNERS

LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY

STEPHANIE LYNN FAGENSON

Logan Stephen Michals

JONATHAN HARRY SIEGEL

HAL WILLIAM BROWN

RICCARDO MARIA RAINIERI

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

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