Lee Edward Hopper

Current Employers

Employment History

• 09/1995 → 10/2023
  Blanton Hopper & Associates
  Raleigh, NC
• 07/1997 → Present
  Hopper Financial Group, Inc.
  Raleigh, NC
• 01/1998 → 10/2023
  Financial Independence Planning Group, Inc.
  Raleigh, NC
• 12/2003 → 10/2023
  The O.N. Equity Sales Company
  Cincinnati, OH
• 10/2023 → Present
  Principal Securities, Inc.
  Raleigh, NC
• 10/2023 → Present
  Principal Life Insurance Company
  Raleigh, NC

Previous Registrations

• 2004-01-14 → 2023-10-17
  On Investment Management Co
  Raleigh, NC
• 2001-12-31 → 2003-12-03
  Voya Financial Advisors, Inc.
  Raleigh, NC

Other Businesses

HOPPER FINANCIAL GROUP, INC. POSITION: V.P. of Operations/Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1997 ADDRESS: 314 W. Millbrook Road, Suite 025, RALEIGH NC 27609, United States DESCRIPTION: This is a family corporation that is the accounting and expense arm for Lee & Tom Hopper. Nothing is sold, only commissions are paid and then distributed to pay expenses incurred by Lee & Tom Hopper BHK INVESTMENTS POSITION: Partner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 314 W. Millbrook Road, Suite 025, RALEIGH NC 27609, United States DESCRIPTION: Real Estate holding company OUTSIDE FIXED INSURANCE POSITION: Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1995 ADDRESS: 4141 Parklake Avenue, Suite 450, Raleigh NC 27612, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, health, and group benefits

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-19
• S63 Uniform Securities Agent State Law Examination
  1996-05-02