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David Ray Seibert

Advisors Asset Management, Inc.

New York, NY

Murfreesboro, TN

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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-09-27
CO RA APPROVED 2009-03-31
  • TN RA
    APPROVED
    Since 2023-09-27
  • CO RA
    APPROVED
    Since 2009-03-31

Branch Locations

420 Lexington Avenue, Suite 1705, New York, NY 10170 • United States

Murfreesboro, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 02/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-30
S63 Uniform Securities Agent State Law Examination 2001-08-07
  • S65 Uniform Investment Adviser Law Examination
    2009-03-30
  • S63 Uniform Securities Agent State Law Examination
    2001-08-07
Other Names
  • Dave Seibert

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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