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Brad Michael Maurer

Edelman Financial Engines

Anaheim, CA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-18
CA RA APPROVED 2017-12-01
  • TX RA
    APPROVED_RES
    Since 2021-03-18
  • CA RA
    APPROVED
    Since 2017-12-01

Branch Locations

2400 East Katella Suite 910, Anaheim, CA 92806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Santa Ana CA 06/2015 11/2017
Bank Of The West Santa Ana CA 07/2015 11/2017
Financial Engines Advisors L.L.C. Anaheim CA 11/2017 Present
  • 06/2015 → 11/2017
    Bancwest Investment Services
    Santa Ana, CA
  • 07/2015 → 11/2017
    Bank Of The West
    Santa Ana, CA
  • 11/2017 → Present
    Financial Engines Advisors L.L.C.
    Anaheim, CA
Previous Registrations
  • 2015-08-03 → 2017-12-06
    Bancwest Investment Services, Inc.
    Santa Ana, CA
    South Gate, CA
    Lakewood, CA
    Long Beach, CA
    Los Angeles, CA
    Santa Fe Springs, CA
    Huntington Beach, CA
    Mission Viejo, CA
    San Clemente, CA
    South Gate, CA
    Bellflower, CA
    Lakewood, CA
    Long Beach, CA
    Spring Valley, CA
    San Diego, CA
    El Cajon, CA
    La Mesa, CA
    La Jolla, CA
    La Jolla, CA
    Newport Beach, CA
  • 2013-08-13 → 2014-11-12
    Grant Williams L.P.
    Philadelphia, PA
    Philadephia, PA
  • 2004-05-18 → 2007-12-12
    Brinker Capital Inc
    King Of Prussia, PA
  • 2002-09-13 → 2004-05-12
    Bny Mellon Advisors, Inc.
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-31
S63 Uniform Securities Agent State Law Examination 1996-04-26
  • S66 Uniform Combined State Law Examination
    2015-07-31
  • S63 Uniform Securities Agent State Law Examination
    1996-04-26
Other Names
  • Brad M Maurer

View on SEC IAPD

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Ashley Nichole Navarre
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Other Offices

CENTAURUS FINANCIAL, INC. · ANAHEIM, CA
LPL FINANCIAL LLC · ANAHEIM, CA
WELLS FARGO CLEARING SERVICES, LLC · ANAHEIM, CA
EAGLE STRATEGIES LLC · Anaheim, CA
EDELMAN FINANCIAL ENGINES · Anaheim, CA
EAGLE STRATEGIES LLC · Anaheim, CA
MOSLEY WEALTH MANAGEMENT, INC. · ANAHEIM, CA
LPL FINANCIAL LLC · ANAHEIM, CA

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