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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-26
LA RA APPROVED 2019-12-16
  • TX RA
    APPROVED
    Since 2026-02-26
  • LA RA
    APPROVED
    Since 2019-12-16

Branch Locations

1245 West Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Becker & Suffern, Ltd. Metairie LA 04/1996 04/2018
Prospera Financial Services Inc. Dallas TX 04/2018 Present
M Holdings Securities, Inc. Portland OR 10/2009 04/2018
  • 04/1996 → 04/2018
    Becker & Suffern, Ltd.
    Metairie, LA
  • 04/2018 → Present
    Dallas, TX
  • 10/2009 → 04/2018
    M Holdings Securities, Inc.
    Portland, OR
Other Businesses

1) BSM Consulting (formerly BUSINESS & PROFESSIONAL CONSULTING SVS) 1245 WEST CAUSEWAY, MANDEVILLE, LA 70471 SINCE 4/96 MARKETER 2) Mr. Becker is a member of BSM (Becker Suffern McLanahan) located at 1245 West Causeway, Mandeville, LA 70471, phone number (985) 674-9120; This is not investment-related; This is an expense sharing entity where Mr. Becker will spend an hour a week; Business will not be conducted during market hours; Me. Becker will have check writing authority; He will be compensated $120,000 which will be 21-40% of his annual income. 3) Mr. Becker started on 6/1/09 at BPM-TPM Holdings which is an expense sharing entity as a partner; Located at 1245 West Causeway, Mandeville, LA 70471; this is not investment-related; He will spend an hour week but will not conduct during market hours; He also has check writing authority; He will be compensated $120,000 which will be 1-20% of his annual income. 4) Mr. Becker is President/Producer at BSM located at 1245 West Causeway, Mandeville, LA 70471; This is not investment-related but it is insurance-relate; He will be spending 15 hours a week during market hours to conduct business; He will be compensated $50,000 which will be 21-40% of his annual income. 5) Mr. Becker is a member of the advisory board for American College Center for Ethics Advisory Board located at 270 S. Bryn Mawr, PA 19010, Phone number (610) 526-1356; This is not investment-related; He will be spending 12 hrs a year but activity will NOT be conducted during market hours; He will not be compensated. 6) Mr. Becker is a member of BDS Properties LLC located at 1245 West Causeway, Mandeville, LA 70471. This is not investment-related but it is insurance-relate; Spending 1-9% of his weekly time none during market hours. Compensation id 10-40% if his annual income. 7) Beck-Lab LLC; Investment Related - Yes; 4730 St. Charles Ave., New Orleans, LA 70115; Family LLC, Member; 03/2026; 2 Hours per Month, 2 During Trading hours; Assistant Secretary of the LLC will make investments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-16
S63 Uniform Securities Agent State Law Examination 1996-10-15
  • S66 Uniform Combined State Law Examination
    2019-12-16
  • S63 Uniform Securities Agent State Law Examination
    1996-10-15

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