Gary Newton Pottinger

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-11-08

NJ RA
APPROVED

Since 2023-11-08

Branch Locations

350 Passaic Ave Ste 202, Fairfield, NJ 07004-3561 • United States

Vauxhall, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Paramus	NJ	06/2016	04/2023
Ameriprise Financial Services	Fairfield	NJ	04/2023	04/2023
Ameriprise Financial Services, Llc	Fairfield	NJ	03/2020	03/2020
Ameriprise Financial Services, Llc.	Fairfield	NJ	04/2023	Present

06/2016 → 04/2023

Lpl Financial, Llc

Paramus, NJ
04/2023 → 04/2023

Ameriprise Financial Services

Fairfield, NJ
03/2020 → 03/2020

Ameriprise Financial Services, Llc

Fairfield, NJ
04/2023 → Present

Ameriprise Financial Services, Llc.

Fairfield, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-07
S63	Uniform Securities Agent State Law Examination	2008-11-17

S66 Uniform Combined State Law Examination

2023-11-07
S63 Uniform Securities Agent State Law Examination

2008-11-17

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews