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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2020-12-07 |
| TX | RA | APPROVED_RES | 2002-04-08 |
| MD | RA | APPROVED | 1996-08-21 |
Branch Locations
11724 Ocean Gtwy, Ocean City, MD 21842 • United States
39 E Churchville Rd, Bel Air, MD 21014 • United States
Selbyville, DE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce, Fenner & Smith | Baltimore | MD | 04/1996 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baltimore | MD | 04/1996 | Present |
| Bank Of America, N.A. | Bel Air | MD | 07/2011 | Present |
I*119896 For profit or not for profit: For-Profit Organization Name of outside business organization: Mustin enterprises LLC Investment related: N Address of business: Bel Air, Maryland 21014 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 1/30/2019 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: own and manage rental property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-20 |
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