Phyllis Rice Mitchell

Current Employers

Employment History

• 09/1981 → Present
  Phyllis R Mitchell
  Ocean City, MD
• 08/1984 → Present
  Phyllis R. Mitchell
  Ocean City, MD
• 05/1995 → Present
  Phyllis R. Mitchell Financial Services, Inc.
  Ocean City, MD
• 06/2003 → Present
  Tmg Holding Company, Inc.
  Severna Park, MD
• 12/2009 → 10/2017
  National Planning Coroporation
  Ocean City, MD
• 10/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2022-04-06 → 2023-04-06
  Phyllis R. Mitchell Financial Services, Inc.
  Ocean City, MD
  Ocean City, MD
• 2009-12-01 → 2017-10-24
  National Planning Corporation
  Severna Park, MD
  Ocean City, MD
  El Segundo, CA
• 1998-03-20 → 2009-12-01
  Medallion Advisory Services, Llc
  Ocean City, MD

Other Businesses

1) The MacNamee Group/First Protective, 1450 Boot Road Suite 600A, West Chester PA, . 01/28/2002. Insurance Agent. Investment related, 10/yearly, 1/trading. 2) Ocean Pines Chamber of Commerce, 11031 Cathell Road Berlin MD Board Member. 9/15/1981. Not investment related, 5/yearly, 0/trading 3) Association of the Pupils of H.Dickinson Rathbun, CSB Richmond, VA. 8/6/1973. Member of the AMCOM Committee. Not investment related, 20/yearly,0/trading 4) Phyllis Mitchell Financial Services, INC 9927 Stephen Decatur Highway, Suite 18, Ocean City, MD 21842. Owner of RIA, 10/30/1983. Investment related, 30/yearly, 2/trading 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 10/17/17. 6) FIRST NATION CHURCH AND MINISTRY, 931 TENTH AVE STE 451, MODESTO, CA, 04/2019. OFFICIANT, TO PERFORM MARRIAGE CEREMONIES. NIR-2/YR-0/TRADING. 7) ROBERT AND PHYLLIS MITCHELL 8917 PHEASANT ROAD, BERLINE, MD, BUSINESS CONDOMINIUM OWNER, 05/05/17, NIR, 0/YR- 0/TRADING 8)MITCHELL, HASTINGS, AND SWEIGERT FINANCIAL SERVICES, 8917 Pheasant Road, 9927 STEPHEN DECATUR HWY, Berlin MD 21811, United States, 05/05/2024, OWNER, DBA Name, 160HR/MO- 160HR/TRADING. 9) EXECUTOR OF LAST WILL AND TESTAMENT, YVONNE JOHNSON, 11 NORTH TURNBERRY DR, DOVER, DE, 05/01/21, INV REL, 20 HR/YR- 0/TRADING HR. 10) FIRST CHURCH OF CHRIST, SCIENTIST, 901 SOUTH WALNUT ST, MILFORD, DE, 08/2022 Director, Volunteer, NIR, 2 HR/MO- 0 HR/MO Trading. 11) COMMUNITY FOUNDATION OF THE EASTERN SHORE. 1324 BELMONT AVENUE SALISBURY MD 21804, 11/2023, BOARD MEMBER, CHARITABLE ORGANIZATION, NIR, 4 HR/MO 2 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-07
• S63 Uniform Securities Agent State Law Examination
  1982-12-21

Designations

Other Names

• Phyllis Rice White
• Phyllis Rice
• Phyllis White