Steven Eugene Sweigert

Current Employers

Employment History

• 07/2015 → 01/2020
  Pks Investment Advisors Llc
  Salisbury, MD
• 01/2020 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-08-28 → 2020-01-02
  Pks Investment Advisors Llc
  Salisbury, MD
• 2010-10-05 → 2015-07-22
  Truist Investment Services, Inc.
  Ocean City, MD
  Salisbury, MD
  Easton, MD
  Chestertown, MD
  Ocean City, MD
  Cambridge, MD
  Chester, MD
• 2008-11-20 → 2009-01-27
  Edward Jones
  Berlin, MD
  St Louis, MO

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2020, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 2) ATLANTIC GENERAL HOSPITAL, 9733 HEALTHWAY DR BERLIN MD, 07/01/2022, BOARD TRUSTEE, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, 2 HR/MO 0 HR/MO TRADING 3) STEVEN SWEIGERT FINANCIAL SERVICES, 9927 STEPHEN DECATUR HWY STE 18 OCEAN CITY MD 21842, 10/2022, OWNER, DBA, NIR, 4 HR/MO 4 HR/MO TRADING 4) MITCHELL, HASTINGS, & SWEIGERT FINANCIAL SERVICES, 9927 STEPHEN DECATUR HWY, 10/2022, IAR, USING A TRADE NAME/DBA, NIR, 1 HR/MO 1 HR/MO TRADING 5) ATLANTIC GENERAL HOSPITAL FOUNDATION, 10230 Old Ocean City Blvd, Berlin MD 21811, 07/2025, Treasurer, Volunteer, NIR, 4 HR/MO, 2 HR/MO TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-02-06
• S66 Uniform Combined State Law Examination
  2008-10-30

Other Names

• Steven Sweigert
• Steve Sweigert