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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-31
MD RA APPROVED 2017-10-18
  • TX RA
    APPROVED_RES
    Since 2019-07-31
  • MD RA
    APPROVED
    Since 2017-10-18

Branch Locations

9927 Stephen Decatur Highway, Suite 18, Ocean Park, MD 21842 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Andrea Hastings Ocean City MD 12/1993 Present
Mitchell & Hastings Financial Services Ocean City MD 05/2005 10/2017
National Planning Corporation Ocean City MD 12/2009 10/2017
Cambridge Investment Research, Inc. Fairfield IA 10/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2017 Present
  • 12/1993 → Present
    Andrea Hastings
    Ocean City, MD
  • 05/2005 → 10/2017
    Mitchell & Hastings Financial Services
    Ocean City, MD
  • 12/2009 → 10/2017
    National Planning Corporation
    Ocean City, MD
  • 10/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2009-12-01 → 2017-10-24
    National Planning Corporation
    Ocean City, MD
  • 2000-02-16 → 2009-12-01
    Medallion Advisory Services, Llc
    Ocean City, MD
Other Businesses

1) THE MACNAMEE GROUP/FIRST PROTECTIVE, 1450 BOOT RD STE 600A WEST CHESTER PA, 02/2002, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 4 HR/MO 1 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2017, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 3) ANDREA HASTINGS FINANCIAL INC, 9927 STEPHEN DECATUR HWY SUITE 18 OCEAN CITY MD, 10/2022, OWNER, Owner/Partner of a Business Entity, NIR, 5 HR/MO 0 HR/MO TRADING 4) MITCHELL, HASTINGS & SWEIGERT FINANCIAL SERVICES, 9927 STEPHEN DECATUR HWY SUITE 18 OCEAN CITY MD, 01/2008, IAR, DBA, INV REL, 0 HR/MO, 0 Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-02-18
S65 Uniform Investment Adviser Law Examination 1999-10-07
  • S63 Uniform Securities Agent State Law Examination
    2002-02-18
  • S65 Uniform Investment Adviser Law Examination
    1999-10-07
Other Names
  • Andrea L Hastings

View on SEC IAPD

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