Kathleen Margaret Kelly

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → Present
  New York Life Insurance Company
  New York, NY
• 12/2017 → Present
  Nylife Securities Llc
  New York, NY
• 11/2016 → 12/2016
  White House Black Market
  New York, NY
• 12/2015 → 11/2016
  Unemployed
  New York, NY
• 12/2017 → Present
  Eagle Strategies Llc
  New York, NY

Previous Registrations

• 2004-11-30 → 2015-12-18
  Equitable Advisors, Llc
  New York, NY
  Jersey City, NJ
  Jersey City, NJ
  New York, NY
  New York, NY
• 2004-04-27 → 2005-09-27
  Mony Securities Corporation
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-04
• S63 Uniform Securities Agent State Law Examination
  1998-05-04

Other Names

• Kathleen M Kelly