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Diane E. Wegener

Edward Jones

Laguna Beach, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-14
CA RA APPROVED 2007-02-27
  • TX RA
    APPROVED_RES
    Since 2019-01-14
  • CA RA
    APPROVED
    Since 2007-02-27

Branch Locations

1100 South Coast Highway 219, Laguna Beach, CA 92651 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Laguna Niguel CA 04/1996 Present
  • 04/1996 → Present
    Edward D. Jones & Co., L.P.
    Laguna Niguel, CA
Other Businesses

RENTAL PROPERTY Type of business: RENTAL INCOME located in : California Start date: 9/1/2006 OWNER/LANDLORD Hours per week: 0 Hours during trading: 0 LANDLORD RESPONSIBILITIES/MAINTANCE, INSURANCE, TAXES, ETC. NEGATIVE CASH FLOW ON THE PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-20
S63 Uniform Securities Agent State Law Examination 1996-07-10
  • S66 Uniform Combined State Law Examination
    2007-02-20
  • S63 Uniform Securities Agent State Law Examination
    1996-07-10
Other Names
  • Diane Elaine Wegener

View on SEC IAPD

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