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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-07 |
| FL | RA | APPROVED | 2018-06-08 |
Branch Locations
6769 North Wickham Road, Suite B100, Melbourne, FL 32940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 04/2016 | 11/2016 |
| Stifel Nicolaus & Co Inc | Melbourne | FL | 11/2016 | Present |
1. Trekdance LLC; 6300 N. Wickham Rd., Ste. 130-462 Melbourne FL 32940; outdoor dance fitness; Vice President/Member of LLC; assist with strategic business planning and implementation of initiatives; 01/02/2024; 6.00hrs/week; Not during securities trading hours; Not Investment-Related 2. Notary Public State of Florida; 6769 N. Wickham Rd., Ste. B100 Melbourne FL 32955; Notary Public services for Stifel clients; Taking acknowledgements, administering oaths or affirmations; 04/02/2018; .25 hrs/day; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-21 |
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