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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
Long Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Keller Williams Silicon Beach | Marina Del Rey | CA | 05/2021 | 05/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Sxc Trust | Long Beach | CA | 11/2023 | Present |
| Sxc Genealogy, Sxc Health & Wellness | Long Beach | CA | 07/2024 | Present |
1) NAME OF OTHER BUSINESS: SXC TRUST, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: RESEARCH, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RESEARCHING HERITAGE AND GENEALOGY REPORTING; 2) NAME OF OTHER BUSINESS: SXC GENEALOGY, SXC HEALTH & WELLNESS, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: ANCESTRY & HEALTH, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 7, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: RESEARCH FAMILY ANCESTRY, SALES OF DIET SUPPLEMENTS, HEALTH CONSULTING; 3) NAME OF OTHER BUSINESS: MINISTRY OF ANCESTRAL FAITH; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FAITH BASED NON-PROFIT; START DATE: 8/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SERVE AS A MINISTER DEDICATED TO ADVANCING FAITH-BASED EDUCATION, PRESERVING INDIGENOUS TRADITIONS AND CULTURAL HERITAGE, SUPPORTING COMMUNITY RESEARCH INITIATIVES, AND LEADING OUTREACH EFFORTS THAT PROMOTE SPIRITUAL GROWTH, YOUTH DEVELOPMENT, AND ORGANIZATIONAL SUSTAINABILITY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-06 |
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