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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-24
NY RA APPROVED 2021-08-17
CA RA APPROVED 2007-05-29
  • TX RA
    APPROVED_RES
    Since 2025-05-24
  • NY RA
    APPROVED
    Since 2021-08-17
  • CA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd St, New York, NY 10022 • United States

Citi Retail Banking 201 West 34Th Street, New York, NY 10001 • United States

Brooklyn, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 Present
Disney Company---Disney Store New York NY 11/2010 Present
Previous Registrations
  • 2004-12-06 → 2007-05-29
    Citicorp Investment Services
    New York, NY
    New York, NY
Other Businesses

Disney Store; Not Investment-related; Nature: Consumer Good & Entertainment; New York, NY; Started: 4/21/1996; Title: Cash Room/Sales Audit/Sales; Duties: Cash Room/Sales Audit/Sales; No time is devoted each month during securities trading hours; 30 hours are devoted each month outside of securities trading hours. /////OA name: 6254 Brava Way Rental Property, Nature: (Real Estate), (Investment-related: Yes, Location: Boca Raton, FL, started 06/01/2010), Title: Owner, Duties: Rental Properties, Hours: (0 trading hours/month, 0 non-trading hours/month).///OA name: 600 NE 27th Rental Property, Nature: (Real Estate), (Investment-related: Yes, Location: Miami, FL, started 05/01/2015), Title: Owner, Duties: Rental Property, Hours: (0 trading hours/month, 0 non-trading hours/month).///OA name: 9492 Boca River Cir Rental Property, Nature: (Real Estate), (Investment-related: Yes, Location: Boca Raton, FL, started 06/01/1995), Title: Owner, Duties: Rental Property, Hours: (0 trading hours/month, 0 non-trading hours/month).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-06
S63 Uniform Securities Agent State Law Examination 1996-05-13
  • S65 Uniform Investment Adviser Law Examination
    1997-03-06
  • S63 Uniform Securities Agent State Law Examination
    1996-05-13

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