James Patrick Newman

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 02/2019
  Peak Point Capital Management, Llc
  Kensington, CT
• 11/2018 → Present
  Commonwealth Financial Network
  Waltham, MA
• 11/2018 → Present
  Gottfried & Somberg Wealth Management
  Glastonbury, CT

Previous Registrations

• 2013-11-05 → 2019-02-28
  Peak Point Capital Management, Llc
  East Berlin, CT
• 2011-06-21 → 2011-08-02
  Haviland & Sams, Llc
  Farmington, CT
• 2006-04-13 → 2009-12-31
  Osaic Fa, Inc.
  Hartford, CT

Exams

• S66 Uniform Combined State Law Examination
  2006-04-11

Designations

• Certified Financial Planner

Other Names

• Jim Patrick Newman