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James Patrick Newman

Commonwealth Financial Network

Glastonbury, CT

East Lyme, CT

Avon, CT

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-26
CT RA APPROVED 2018-12-04
  • TX RA
    APPROVED
    Since 2026-05-26
  • CT RA
    APPROVED
    Since 2018-12-04

Branch Locations

340 Hebron Avenue, Glastonbury, CT 06033 • United States

15 Chesterfield Road Suite 205, East Lyme, CT 06333 • United States

41 East Main Street, Avon, CT 06001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peak Point Capital Management, Llc Kensington CT 03/2013 02/2019
Commonwealth Financial Network Waltham MA 11/2018 Present
Gottfried & Somberg Wealth Management Glastonbury CT 11/2018 Present
  • 03/2013 → 02/2019
    Peak Point Capital Management, Llc
    Kensington, CT
  • 11/2018 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 11/2018 → Present
    Gottfried & Somberg Wealth Management
    Glastonbury, CT
Previous Registrations
  • 2013-11-05 → 2019-02-28
    Peak Point Capital Management, Llc
    East Berlin, CT
  • 2011-06-21 → 2011-08-02
    Haviland & Sams, Llc
    Farmington, CT
  • 2006-04-13 → 2009-12-31
    Osaic Fa, Inc.
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-11
  • S66 Uniform Combined State Law Examination
    2006-04-11
Designations
Other Names
  • Jim Patrick Newman

View on SEC IAPD

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Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT

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